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FEBRUARY 2006

Scots embrace freedom of information
The Annual Report of the Scottish Information Commissioner, publised 22 February 2006, says that the public has been enthusiastic in using the new FOI law; some public authorities fail to adequately respond to requests. Read the report >>


JANUARY 2006

"Its Britain, so some doors are locked":
In two articles, Maurice Frankel of the Campaign for Freedom of Information (CFOI) looks back on the first year of FOI in the UK


"The good news is that we have a functioning Act which has produced a substantial amount of previously undisclosed information. Of course, plenty of requests have been refused. But this is Britain: what did you expect? The greater surprise is what has been disclosed. We have seen the Metropolitan Police Commissioner’s letter proposing to block the Independent Police Complaints Commission inquiry into the Stockwell shooting. We now know that the PowerderJect pharmaceutical firm, later owned by Labour minister Lord Drayson, failed to tell the Department of Health that it was producing substandard batches of BCG vaccine. The secret list of possible nuclear waste disposal sites drawn up in the 1980s has been revealed. Outside of central government there have been large numbers of releases about food safety, parking fines, safety hazards, violence in schools, expenses claims, contract costs and numerous other issues."

Extract from Maurice Frankel, "Its Britain, so some doors are locked," The Independent (31 December 2005). Read full article >>

Maurice Frankel, "FOI - the first year," Press Gazette (13 January 2006). Read full article >>


First Anniversary Review of UK FOIA

SOURCE:
The Guardian's freedom of information campaign

Rob Evans, "Analysis: For Your Information"
The Guardian (4 January 2006)
With the Freedom of Information Act now a year old, Rob Evans assesses the government's reaction to the new spirit of openness and looks at some of the more bizarre requests made by the public.

Rob Evans, "Fare disclosure," The Guardian (2 January 2006)
The Freedom of Information Act forced the downfall of Scottish Tory leader David McLetchie over his use of taxis, but what else has it revealed to the media in the past year?

Rob Evans, "Ask a silly question," The Guardian (4 January 2006)
Freedom of information is commonly thought to be about important matters of state, but some people evidently had other things on their mind.


DECEMBER 2005

REPORT: Information Tribunal’s early decisions lead to greater openness
The Information Tribunal, which hears appeals against the Information Commissioner’s decisions under the Freedom of Information Act, has issued its first three decisions. Each of them advances the case for greater openness.

In its new report, CFOI analyzes each of the new decisions.
Read full text here >>





Text from the freedominfo.org Global Survey: Freedom of Information and Access to Government Records Around the World, by David Banisar (updated 12 May 2004)

The Freedom of Information Act was adopted in November 2000 after nearly 20 years of campaigning. (1) The Act gives any person a right of access to information held by a broad array of public authorities, which will number over 100,000 when it is in full effect. State authorities are required to respond within 20 working days.

United Kingdom:
Basic Facts

• Life expectancy at birth (years), 2000-05: 78.3

• Adult literacy rate (% ages 15 and above), 2003: N/A
• Combined gross enrolment ratio for primary, secondary and tertiary schools, 2002/03: 122.7
• GDP per capita (PPP US$) (HDI), 2003: 27,147
• Total population (millions), 2003: 59
• Total fertility rate (births per woman), 2000-05: 1.7
• Under-five mortality rate (per 1,000 live births), 2003: 6
• Net primary enrolment ratio (%), 2002/03: 100
• HIV prevalence (% ages 15-49), 2003: 0.1 [0.1 - 0.2]
• Undernourished people (% of total population), 2000/03: N/A
• Population with sustainable access to an improved water source (%), 2002: N/A
Source: UN Development Program, Human Development Reports Data

There are three categories of exemptions. Under the absolute exemption, court records, most personal information, information relating to or from the security services, information obtained under confidence, or information protected under another law cannot be disclosed. Under the "qualified class exemption," information can be withheld if it is determined to be within a broad class of exempted information. This includes information relating to government policy formulation, safeguarding national security, investigations, royal communications, legal privilege, public safety or was received from a foreign government. The third category is a more limited class exemption where the government body must show prejudice to specified interests to withhold information. This includes information relating to defense, international relations, economy, crime prevention, commercial interests, or information that would prejudice the effective conduct of public affairs or inhibit the free and frank provision of advice. A "public-interest test" applies to the last two categories and provides that information can be withheld only when the public interest in maintaining the class or prejudice exemption outweighs the public interest in disclosure. Decisions on the public-interest test can be made beyond the Act's 20-day limit as long as it is within a time period that is deemed "reasonable in the circumstances."

Public authorities are also required to develop publication schemes which will provide information about their structures and activities and categories of information that will be automatically released.

The Information Commissioner oversees and enforces the Act. (2) The Commissioner has the power to receive complaints and issue decisions. When the Commissioner orders the release of information based on the public interest test, the decision can be overruled by the Minister of the Department with a ministerial certificate. Appeals of the Commissioner's decisions are made to the Information Tribunal which can also review and quash certificates on limited grounds. Appeals of the Tribunal's decisions on points of law are made to the High Court of Justice. The Commissioner also reviews and approves publication schemes.

The Department of Constitutional Affairs (formerly the Lord Chancellor's Department) is in charge of implementing the act. (3) It has developed a code of good practice, provides advice and guidance, jointly runs an advisory group with the Information Commissioner, and submits an annual report on implementation to Parliament. In its most recent report, the LCD identified 381 other pieces of legislation that limit the right of access under the FOIA and has committed to repealing or amending 97 of those laws and reviewing a further 201. (4)

Implementation of the Act has been slow. The government announced in November 2001 that the provisions of the Act that allow citizens to demand information will not go into force until January 2005. All national and local departments will simultaneously provide access in a "big bang," rather than in phases. The provisions on publication schemes for central and local government bodies have gone into force and are being phased in for other bodies over the next year. (5) Most organizations will adopt model schemes developed with the approval of the Commissioner. The Commissioner admitted in his 2002-03 annual report that standards for the initial schemes were set low but will be raised when the schemes are renewed.

The Hutton Inquiry into the death of a government scientist following controversy over charges that the government had mislead the public regarding Iraq has provided nearly all documents on its web site. (6) The documents have generated considerable interest in FOI as they reveal the inner working of the government and would not likely have been released otherwise.

Until the FOIA goes into effect, a non-statutory "Code of Practice on Access to Government Information" provides some access to government records but has 15 broad exemptions. Dissatisfied applicants can complain, via a Member of Parliament to the Parliamentary Ombudsman if their request is denied. (7) In 2003, the Parliamentary Ombudsman threatened to stop all investigations into the code after the government refused to cooperate in one case and in two other cases, including a question on conflicts of interest by ministers, issued a certificate preventing the Ombudsman from investigating on the grounds that releasing information "would be prejudicial to the safety of the State or otherwise contrary to the public interest." (8)

The Official Secrets Act 1989 criminalizes the unauthorized release of government information by officials. (9) It has been frequently used against government whistleblowers and the media for printing information relating to the security services. The House of Lords ruled in 2002 that there is no public interest exemption to the act.

Under the Public Records Act, files that are 30 years old are automatically released by the National Archives. (10)

The UK signed the Aarhus Treaty in June 1998. The Environmental Information Regulations 1992 implement the 1990 EU Directive on access to environmental information. (11) New Environmental Information Regulations which implement the Aarhus Treaty and the 2003 EU Directive are awaiting approval. (12)

Individuals can access and correct files that contain personal information about themselves under the Data Protection Act 1998. Appeals can be made to the Information Commission or the courts. The Lord Chancellors Department held a consultation in 2003 on expanding the exemptions in the act after several prominent figures obtained records under the Act which were embarrassing to the government. (13)

The Freedom of Information (Scotland) Act was approved by the Scottish Parliament in May 2002. (14) The law is considered somewhat stronger than the UK Act. It has a stronger prejudice test for restricting information and Ministers power to veto the Commissioner's decisions is more limited. It will also go into effect in January 2005. The Welsh Assembly has adopted a Code of Practice based on the UK code. (15) It requires disclosure of information unless it would cause "substantial harm" if it were released. However, the Welsh Assembly has limited legislative powers.

The Local Government (Access to Information) Act 1985 provides a right of access to "background papers" about the policies and practices of local authorities. (16) It also extended the number of meetings of local authorities and some other public bodies which are open to the public.

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15 JULY 2005
"Secrecy without good reason is no longer an option"
UK Information Commissioner releases Annual Report, reviews progress under new FOIA
The British Information Commissioner's Office (ICO) released its Annual Report this week, assessing the effectiveness of initial implementation of the new Freedom of Information, both at the ICO and government-wide. Information Commissioner Richard Thomas notes that since the Act's entry into force in January 2005 he has witnessed "a spirit of greater openness starting to change the culture of government at all levels. Secrecy without good reason is no longer an option." Read more.

24 JUNE 2005
UK government departments received approximately 13,400 requests under new Freedom of Information Act during first three months and processed 86%;
FOI advocates cite "unacceptable delays" and "routine disregard" for statutory procedures
The British Department for Constitutional Affairs today released its first quarterly report, providing statistics and commentary on the implementation and use of the new Freedom of Information Act during its first three months in force (January - March 2005). The report stated that 13,400 requests had been received government-wide, 7,700 by the Departments of State. Eighty-two percent of the requests were processed within the statutory time limit and 86 percent have been processed overall. Of the requests that received substantive responses, 56 percent were granted in full, 13 percent were withheld in part, and 18 percent were withheld in full.

The Campaign for Freedom of Information, a non-profit organization working to ensure effective implementation of the FOIA, responded to the new report in a press release issued today with a charge that the new government statistics highlighted "unacceptable delays" and showed that a "'disturbing' level of requests were not being dealt with within the Act's time limits." In addition, they cited significant variation in response times among government departments; the Home Office, for example, had the worst record, failing to acknowledge or respond to requests within the 20-day time limit in 60% of cases.

25 FEBRUARY 2004
UK: Charge Against GCHQ Whistleblower Dropped
The Telegraph (UK) reports that charges of disclosing information against a British intelligence officer have been dropped. Katharine Gun, 29, had been accused of leaking a memo on an alleged American "dirty tricks" campaign. She was charged under the Official Secrets Act of 1989, accused of disclosing security and intelligence information.

The prosecution said it would offer no evidence against her. Miss Gun, of Cheltenham, Gloucestershire, was sacked from her job as a translator at the Government Communications Headquarters, the security service's main monitoring centre, in June last year.

She was accused of disclosing a request allegedly from a US National Security Agency official requesting help from British Intelligence to tap the telephones of UN Security Council delegates in the run-up to the war in Iraq.

Miss Gun said at the time: "Any disclosures were justified because they exposed illegality by the US, who tried to subvert our security services."

1 JANUARY 2004
UK: Ministers to Retain Almost 150 Secrecy Laws
The Independent (UK) reports that Ministers are to keep nearly 150 laws that deny the public a right to information, according to an interim report on a wide-ranging study that was intended to open up the Government and its agencies to greater scrutiny.

Freedom of information campaigners warned last night that the retention of the "secrecy laws" showed that ministers and their civil servants were still wedded to a culture of secrecy. The review is part of a Government-wide initiative to repeal laws that conflict with the new Freedom of Information Act that comes into force on 1 January 2005 and gives everyone a right to access information.

But in a report seen by The Independent ministers say they want to retain the right of non-disclosure in 147 pieces of legislation. Ministers say they have not made up their minds on whether an additional 70 pieces of legislation should also be added to the list.

Yesterday the Government's own information watchdog warned that while many of these cases for denying access to information could be justified in the public interest, a significant number could not.

16 NOVEMBER 2003
UK: Britain's Official Secrets Act
The Guardian (UK) opines against Britain's Official Secrets act, and its enforcement against Katharine Gün, who was until last June a translator at the Government Communication Headquarters.

Gün was charged with the alleged disclosures of top-secret information under the UK's Official Secrets Act. It has been reported that the disclosures may relate to an article published in the Guardian newspaper in March, revealing a secret attempt by the United States to spy on delegations at the UN headquarters in New York.

The Observer showed that the Americans had asked British intelligence to help in an illegal operation. The US wanted British assistance in gathering information from countries whose votes were needed for a second UN resolution to authorize war in Iraq.

20 OCTOBER 2003
UK: More People Seeking Information from the Government: Report
Epolitix.com indicates that a report, released by the Department for Constitutional Affairs (DCA), revealed that while more people are formally seeking information from the government, a higher number of requests are being turned down.

There were 5,212 recorded code requests in 2002 - a 12 per cent increase on the 4,668 recorded code requests received in 2001, but less than the 5,969 requests received in 2000. One in five requests were turned down - a three per cent increase over the last year but a nine per cent reduction compared to 1999. The most common reasons for refusing to issue information concerned law enforcement, legal proceedings or confidentiality of contacts with the royal household. Most requests still come from individuals, MPs, peers and the media, the report from the Information Rights Division of the DCA found.

23 SEPTEMBER 2003
UK: The Guardian Newspaper Fights Gag Order

The Guardian Newspaper (United Kingdom) has asked for a judicial review yesterday of a ministerial gag imposed on the Information ombudsman, Ann Abraham.

The editor, Alan Rusbridger, said: "Most people assumed that - in a post-Hutton world - the government would move towards more openness, not less.

"Blocking the release of this information will make voters question the sincerity of the government's promises over transparency. This will be an important test case for all journalists."

Ms Abraham has been banned by ministers from disclosing information in three Whitehall documents about ministers' conflicts of interest.

In his claim, lodged at the high court yesterday, the Guardian reporter Rob Evans alleged that the unprecedented ban was unlawful because it prevented the ombudsman in reaching a decision on his case.

Evans has been seeking for more than two years to exercise his right under the government's so-called open access code to obtain factual information about the occasions on which Labour ministers' private interests and connections have clashed with their jobs. Despite a series of appeals, he has been repeatedly blocked by ministers themselves. When he asked the ombudsman to investigate, she too found herself thwarted.

The Guardian's application for judicial review can be found here.

7 JULY 2003
UK: Foreign Office Guilty in Secrecy Case

In a boost for freedom of information, the Foreign Office has been found guilty of maladministration by the parliamentary ombudsman. The Guardian newspaper reports that the Foreign Office has been condemned for unjustifiably keeping secret the names of private firms whose executives are allowed to become temporary diplomats in embassies abroad.

Officials even claimed it would be too much work to collect the figures, when they already had a list in their files, said the report by the ombudsman, Ann Abraham.

Upholding a complaint brought by the Guardian against Sir Michael Jay, the Foreign Office permanent secretary, Ms Abraham also condemned the department for failing to answer requests within the time limits promised under a code which allows the public access to government information.

It took more than three months for the Foreign Office to respond to the requests. Officials then refused to give out any facts, saying that "it would require an unreasonable diversion of resources".

But when the ombudsman's investigator obtained internal papers from Sir Michael he reported: "I was surprised to find that much of the information sought ... had already been put together."

3 JUNE 2003
UK: Officials Ignore FOI
Vnunet.com reports that almost one in three British government departments do not yet know the deadline for the Freedom of Information Act, even though 75 per cent are confident of hitting it.

Research conducted by The Stationery Office (TSO) found that three-quarters of government departments have yet to set a budget for tackling FOI compliance, even though most rank it as more important than the 2005 e-government targets and second only behind the Data Protection Act.

These findings reflect concerns voiced last month by Information Commissioner Richard Thomas suggesting that the public sector is failing to take freedom of information seriously enough.

25 JUNE 2002
UK: Government Sets Penalties for Destroying Records

The British Lord Chancellor Derry Irvine has signaled that any officials found guilty of violating the Data Protection Act by destroying any emails or records they know to be requested by a member of the public will be charged with a criminal offense.

Irvine's move indicates that police officers, doctors, health and court officials, Whitehall and local government civil servants could face fines of up to £5,000 for "altering, erasing, or defacing" records requested under the Data Protection Act.

 

 

Notes

1. Freedom of Information Act 2000 http://www.cfoi.org.uk/foiact2000.html. See Campaign for Freedom of Information, Briefings on FOI. http://www.cfoi.org.uk/briefingpack.html

2. Homepage: http://www.informationcommissioner.gov.uk/index.htm

3. DCA FOI Page: http://www.dca.gov.uk/foi/index.htm

4. LCD, Second Report to Parliament on the Review of Legislation Governing the Disclosure of Information November 2002. http://www.lcd.gov.uk/foi/foidoirpt2.htm

5. Freedom of Information Act 2000 (Commencement No. 2) Order 2002, 12th November 2002. http://www.hmso.gov.uk/si/si2002/20022812.htm

6. Homepage: http://www.the-hutton-inquiry.org.uk/

7. Code of Practice on Access to Government Information, April 4 1994, revised in January 1997. http://www.cfoi.org.uk/coptext.html

8. Parliamentary Commissioner for Administration, 6th Report - Session 2002-2003. http://www.publications.parliament.uk/pa/cm200203/cmselect/cmpubadm/1264/126402.htm

9. http://www.cyber-rights.org/secrecy/

10. Public Records Act, 1958. http://www.pro.gov.uk/about/act/act.htm

11. The Environmental Information Regulations 1992, Statutory Instrument 1992 No. 3240. http://www.hmso.gov.uk/si/si1992/Uksi_19923240_en_1.htm

12. DEFRA, Consultation on New Draft Environmental Information Regulations on Public Access to Environmental Information. http://www.defra.gov.uk/environment/consult/envinfo/. See also Campaign for Freedom of Information, Response on Draft Regulations.

13. A Lord Chancellor's Department Consultation Paper Data Protection Act 1998: Subject Access, October 2002. http://www.lcd.gov.uk/consult/foi/dpsacons.htm. See Ashcroft memos may spur data law repeal, The Guardian, 5 February 2002; MP challenges secrecy culture, The Guardian, 27 June 2001.

14. Freedom of Information (Scotland) Act 2002. http://www.scotland-legislation.hmso.gov.uk/legislation/scotland/acts2002/20020013.htm. See the Campaign for Freedom of Information in Scotland site for more information http://www.cfoi.org.uk/scotland.html

15. National Assembly for Wales, Code of Practice on Public Access to Information, 2001. http://www.wales.gov.uk/keypubcodespractice/content/codespractice/contents-e.htm

16. See CFOI, Access to Local Government Information. http://www.cfoi.org.uk/localgov.html

 

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LEGAL DOCUMENTS

Freedom of Information Act 2000

Freedom of Information (Scotland) Act 2003

Public Records Act, 1958

GOVERNMENT

UK Information Commissioner

Information Tribunal

Department for Constitutional Affairs, Freedom of Information page

Scottish Information Commissioner

Scottish Executive's FOI Unit

ORGANIZATIONS

Campaign for Freedom of Information

Freedom of Information in Scotland

Commonwealth Human Rights Initiative

The Guardian's freedom of information campaign

Friends of the Earth, right-to-know site

Steve Wood's Freedom of Information Act Blog

Freedom of Information Scotland Blog

The Constitution Unit, University College London

Transparency International UK

Cyber-Rights & Cyber-Liberties, Official Secrets and Cyber-Censorship

Open Government: A Journal on Freedom of Information

OTHER RESOURCES

Department for Constitutional Affairs, Best Practice Guidance on Disclosure Logs
(December 2005)

Campaign for Freedom of Information, A Short Guide to the Freedom of Information Act and Other New Access Rights

Sarah Holsen, "First pulse check on UK FOI community indicates good health," Open Government: A Journal on Freedom of Information (7 December 2005)

Timothy Pitt-Payne, "The role of the information tribunal under the UK Freedom of Information Act 2000," Open Government: A Journal on Freedom of Information (7 December 2005)

Report: FOIA Law Discloses British Farm Subsidies, Now Posted on Web (posted Apr. 7, 2005)

Ibrahim Hasan, "The UK Freedom of Information Act (2000) and Procurement," Open Government (22 March 2005).

Freedom House, Freedom in the World 2005
(On scale of 1-7, with 1 representing the highest level of freedom and 7, the lowest)

Political Rights: 1
Civil Liberties: 1
Status: Free

World Bank, Governance Matters IV: New Data, New Challenges
By Daniel Kaufmann, Aart Kraay, and Massimo Mastruzzi

1) Voice and Accountability: 1.37
2) Political Instability and Violence: 0.77
3) Government Effectiveness: 1.85
4) Regulatory Burden: 1.62
5) Rule of Law: 1.71
6) Control of Corruption: 2.06

Transparency International, Corruption Perceptions Index 2005
(Relates to perceptions of the degree of corruption as seen by business people and country analysts and ranges between 10 - highly clean and 0 - highly corrupt).

CPI Score: 8.6

 


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